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Sample Investor Transactions

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Closing Date Range: Between 01/01/2011 and 12/31/2011
Sector Preference: Consumer- Non-Cyclical (Healthcare)
Structure Type: Convertible - Fixed, Convertible - Floating, Convertible - Reset, Convertible - Company Installment (Self-Amortizing)
Deal Status: Definitive Agreement (No Funding) Transactions
Closed Transactions
Sort Order: Total Number of Deals
Report Type: Detail Report
Market Cap Range: Between $100.00M and $200.00M
Legal Structures: PIPE
Display Options: Display Top 10 Investors
Closing Name Closing Symbol Deal Status Closing Date Announcement Date Purchase Amount Gross Proceeds Industry Structure Dilution Pricing Discount/Premium Fixed Conversion Discount Floating Conversion Discount/Premium Warrant Coverage Warrant Excercise Premium

1.   Deerfield Management - Hedge Fund Manager

Cytokinetics, Inc. CYTK Definitive Agreement (No Funding) 04/18/2011 04/18/2011 $12,105,000 $12,105,000 Biotechnology Convertible - Fixed 18.09% N/A 0.00% N/A 50.00% 10.00%
Arena Pharmaceuticals, Inc. ARNA Definitive Agreement (No Funding) 03/28/2011 03/29/2011 $17,739,000 $17,739,000 Biotechnology Convertible - Fixed 10.00% N/A -9.88% N/A 0.00% 0.00%
Total: 2 Deals $29,844,000


2.   Milestone Longcheng Limited - Buyout Firm/Private Equity

China BCT Pharmacy Group Inc. CNBI Definitive Agreement (No Funding) 01/18/2011 01/18/2011 $30,000,000 $30,000,000 Pharmaceuticals Convertible - Fixed 24.57% N/A 11.11% N/A 0.00% 0.00%
Total: 1 Deal $30,000,000


3.   Gen2 Partners - Institutional Advisor

Global Pharm Holdings Inc. GPHG Closed 09/21/2011 09/23/2011 $15,000,000 $15,000,000 Pharmaceuticals Convertible - Fixed 11.54% N/A -20.89% N/A 0.00% 0.00%
Total: 1 Deal $15,000,000


4.   Ayer Capital Management, LP - Venture Capital Firm

Genesis Biopharma, Inc. GNBP Closed 07/27/2011 07/29/2011 $3,000,000 $5,000,000 Biotechnology Convertible - Reset 10.78% N/A -13.79% N/A 100.00% -13.79%
Total: 1 Deal $3,000,000


5.   Bristol Capital Advisors, LLC - Hedge Fund Manager

Genesis Biopharma, Inc. GNBP Closed 07/27/2011 07/29/2011 $2,000,000 $5,000,000 Biotechnology Convertible - Reset 10.78% N/A -13.79% N/A 100.00% -13.79%
Total: 1 Deal $2,000,000
Grand Total:       5 Investors 6 Deals $79,844,000.00